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I-14.01 - Derivatives Act

Section 78
Disposition versions

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78. Dealers, advisers and representatives must, in the cases and within the time determined by regulation, notify the Authority of any change in the information provided at the time of registration.
If the regulation so provides, no change may be made unless the Authority approves it within the time and in the manner specified or the specified time limit for objecting expires without the Authority objecting to the change. If the Authority objects to the change, it may prescribe a course of conduct.
2008, c. 24, s. 78.
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