A-6.001, r. 9 - Regulation respecting savings products

Full text
25.1. Sales agents that have entered into an agreement with Épargne Placements Québec for the sale of any savings product referred to in section 1 are, for the purposes of section 24, deemed to be authorized to act in the name of their clients participating in the book based system.
With regard to their clients, only sales agents are empowered to have a purchase or sale transaction or a transfer of ownership of a security effected in a participant’s securities portfolio.
This section applies despite any inconsistent provision.
O.C. 767-2020, s. 7.