A-6.001, r. 9 - Regulation respecting savings products

Full text
37. Transferable security may be transferred only between 2 participants in the book based system in the cases and on the conditions set out in this Regulation. A recipient of a transfer who is not a participant must become one.
However, such a transfer may be made from one account of a participant to another account of this participant, provided that it is carried out:
(1)  from an Épargne Placement account to one of the following accounts:
(a)  a Tax-Free Savings Account (TFSA), referred to in paragraph 2 of section 5;
(b)  an account relating to a Registered Retirement Savings Plan, referred to in paragraph 3 of section 5;
(c)  a Tax-Free First Home Savings Account (FHSA), referred to in paragraph 2 of section 5;
(2)  from an account relating to a Registered Retirement Income Fund (RRIF) or to a Life Income Fund (LIF), referred to in paragraph 3 of section 5, to an Épargne Placement account, but only for the minimum amount that must be transferred annually under the Income Tax Act (R.S.C. 1985, c. 1 (5th Suppl.));
(3)  from a Tax-Free First Home Savings Account (FHSA), referred to in paragraph 2 of section 5, to one of the following accounts:
(a)  an account relating to a Registered Retirement Savings Plan, referred to in paragraph 3 of section 5;
(b)  an account relating to a Registered Retirement Income Fund (RRIF), referred to in paragraph 3 of section 5;
(4)  from an account relating to a Registered Retirement Savings Plan, referred to in paragraph 3 of section 5, to a Tax-Free First Home Savings Account (FHSA), referred to in paragraph 2 of section 5.3.
O.C. 1129-2008, s. 37; O.C. 767-2020, s. 14; O.C. 1730-2022, s. 1; O.C. 1528-2023, s. 2.
37. Transferable security may be transferred only between 2 participants in the book based system in the cases and on the conditions set out in this Regulation. A recipient of a transfer who is not a participant must become one.
However, such a transfer may be made from one account of a participant to another account of this participant, provided that it is carried out:
(1)  from an Épargne Placement account to one of the following accounts:
(a)  a Tax-Free Savings Account (TFSA), referred to in paragraph 2 of section 5;
(b)  a registered retirement savings account, referred to in paragraph 3 of section 5;
(2)  from an account relating to a Registered Retirement Income Fund (RRIF) or to a Life Income Fund (LIF), referred to in paragraph 3 of section 5, to an Épargne Placement account, but only for the minimum amount that must be transferred annually under the Income Tax Act (R.S.C. 1985, c. 1, 5th Suppl.).
O.C. 1129-2008, s. 37; O.C. 767-2020, s. 14; O.C. 1730-2022, s. 1.
37. Transferable security may be transferred only between 2 participants in the book based system in the cases and on the conditions set out in this Regulation. A recipient of a transfer who is not a participant must become one.
A transfer may, however, be made between the participant’s accounts.
O.C. 1129-2008, s. 37; O.C. 767-2020, s. 14.
37. Transferable security may be transferred only between 2 participants in the book based system. A recipient of a transfer who is not a participant must become one.
A transfer may, however, be made between the participant’s accounts.
O.C. 1129-2008, s. 37.