I-14.01 - Derivatives Act

Section 152 Disposition versions

2011-11-30

152. A person who, by any means, makes a misrepresentation

(1)  about the offering or trading of a derivative,

(2)  in the risk information document or in any other information required to be given to the customer under section 70, or

(3)  in any document sent or register kept under this Act,

is guilty of an offence.

For the purposes of this section, a misrepresentation is any misleading information on a fact that is likely to influence a client’s or reasonable investor’s decision, or any pure and simple omission of such a fact.

2008, c. 24, s. 152; 2011, c. 26, s. 56.

2009-02-01

152. A person who makes a misrepresentation in

(1)  the risk information document or the qualification information submitted to the Authority and given to the client in accordance with section 70, or

(2)  the information required to be filed with the Authority every year under section 85 in connection with the person’s qualification,

is guilty of an offence.

For the purposes of this section and section 153, a misrepresentation is any misleading information on a fact that is likely to influence a client’s or reasonable investor’s decision, or any pure and simple omission of such a fact.

2008, c. 24, s. 152.