V-1 - Securities Act

Full text
64. Every broker who, as agent for a customer, has bought or sold securities for such customer or who, as principal, has bought securities from a customer or has sold securities to him, shall without delay send or deliver to him a written confirmation of the transaction, indicating whether he acted as agent or principal, and also:
(a)  the quantity and description of such securities;
(b)  the purchase or sale price, as the case may be;
(c)  the commission, if any, payable on the purchase or sale;
(d)  the date of the transaction.
Failure, without reasonable excuse, to comply with the provisions of this section shall constitute an offence.
R. S. 1964, c. 274, s. 47.