S-29.02 - Trust Companies and Savings Companies Act

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88. Each year, the ethics committee of an authorized Québec trust company must send the Authority, within two months after the closing date of the company’s fiscal year, a report on the committee’s activities in that fiscal year.
The report must include or describe
(1)  the committee members’ names and addresses;
(2)  any change among the committee members;
(3)  a list of conflict of interest situations and contracts with natural persons or groups that are restricted parties with respect to the company which have come to the committee’s notice;
(4)  the measures taken to see that the rules of ethics are complied with; and
(5)  violations of the rules of ethics.
2018, c. 232018, c. 23, s. 395.
In force: 2019-06-13
88. Each year, the ethics committee of an authorized Québec trust company must send the Authority, within two months after the closing date of the company’s fiscal year, a report on the committee’s activities in that fiscal year.
The report must include or describe
(1)  the committee members’ names and addresses;
(2)  any change among the committee members;
(3)  a list of conflict of interest situations and contracts with natural persons or groups that are restricted parties with respect to the company which have come to the committee’s notice;
(4)  the measures taken to see that the rules of ethics are complied with; and
(5)  violations of the rules of ethics.
2018, c. 232018, c. 23, s. 395.