S-29.02 - Trust Companies and Savings Companies Act

Full text
302. The Authority keeps a register relating to monetary administrative penalties.
The register must contain at least the following information:
(1)  the date the penalty was imposed;
(2)  the date and nature of the failure, and the legislative provisions under which the penalty was imposed;
(3)  if the penalty was imposed on a legal person, its name and the address of its head office or one of its establishments or of the business establishment or of one of its agents;
(4)  if the penalty was imposed on a natural person, the person’s name, the name of the municipality in whose territory the person resides and, if the failure occurred during the ordinary course of business of the person’s enterprise, the enterprise’s name and address;
(5)  the amount of the penalty imposed;
(6)  the date of receipt of an application for review and the date and conclusions of the decision;
(7)  the date a proceeding is brought before the Financial Markets Administrative Tribunal and the date and conclusions of the decision rendered by the Tribunal, as soon as the Authority is made aware of the information;
(8)  the date a proceeding is brought against the decision rendered by the Financial Markets Administrative Tribunal, the nature of the proceeding and the date and conclusions of the decision rendered by the court concerned, as soon as the Authority is made aware of the information; and
(9)  any other information the Authority considers of public interest.
The information contained in the register is public information as of the time the decision imposing the penalty becomes final.
2018, c. 232018, c. 23, s. 395.
In force: 2019-06-13
302. The Authority keeps a register relating to monetary administrative penalties.
The register must contain at least the following information:
(1)  the date the penalty was imposed;
(2)  the date and nature of the failure, and the legislative provisions under which the penalty was imposed;
(3)  if the penalty was imposed on a legal person, its name and the address of its head office or one of its establishments or of the business establishment or of one of its agents;
(4)  if the penalty was imposed on a natural person, the person’s name, the name of the municipality in whose territory the person resides and, if the failure occurred during the ordinary course of business of the person’s enterprise, the enterprise’s name and address;
(5)  the amount of the penalty imposed;
(6)  the date of receipt of an application for review and the date and conclusions of the decision;
(7)  the date a proceeding is brought before the Financial Markets Administrative Tribunal and the date and conclusions of the decision rendered by the Tribunal, as soon as the Authority is made aware of the information;
(8)  the date a proceeding is brought against the decision rendered by the Financial Markets Administrative Tribunal, the nature of the proceeding and the date and conclusions of the decision rendered by the court concerned, as soon as the Authority is made aware of the information; and
(9)  any other information the Authority considers of public interest.
The information contained in the register is public information as of the time the decision imposing the penalty becomes final.
2018, c. 232018, c. 23, s. 395.