135.1. The Tribunal may prohibit a person from acting as a director or officer of a regulated entity, dealer, adviser or qualified person on the grounds set out in article 329 of the Civil Code or if a penalty has been imposed on the person under this Act, the Act respecting the distribution of financial products and services (chapter D-9.2) or the Securities Act (chapter V-1.1).
The prohibition may not exceed five years.
The Tribunal may, on the request of the person concerned, lift the prohibition on such conditions as it considers appropriate.
2011, c. 26, s. 53; 2016, c. 7, s. 179.