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A-8.2, r. 2 - Regulation respecting complaint processing and dispute resolution in the financial sector
FrançaisArticle 4
Versions de la disposition
4. For the purposes of this Regulation,
“financial institution” means an insurer authorized under the Insurers Act (chapter A-32.1), a financial services cooperative within the meaning of the Act respecting financial services cooperatives (chapter C-67.3), a deposit institution authorized under the Deposit Institutions and Deposit Protection Act (chapter I-13.2.2), and a trust company authorized under the Trust Companies and Savings Companies Act (chapter S-29.02);
“financial intermediary” means a person or partnership registered as a firm, independent partnership or independent representative under the Act respecting the distribution of financial products and services (chapter D-9.2) and a person registered as a dealer or adviser under the Derivatives Act (chapter I-14.01) or the Securities Act (chapter V-1.1).
In force: 2025-07-01
4. For the purposes of this Regulation,
“financial institution” means an insurer authorized under the Insurers Act (chapter A-32.1), a financial services cooperative within the meaning of the Act respecting financial services cooperatives (chapter C-67.3), a deposit institution authorized under the Deposit Institutions and Deposit Protection Act (chapter I-13.2.2), and a trust company authorized under the Trust Companies and Savings Companies Act (chapter S-29.02);
“financial intermediary” means a person or partnership registered as a firm, independent partnership or independent representative under the Act respecting the distribution of financial products and services (chapter D-9.2) and a person registered as a dealer or adviser under the Derivatives Act (chapter I-14.01) or the Securities Act (chapter V-1.1).
