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A-8.2, r. 2 - Regulation respecting complaint processing and dispute resolution in the financial sector
FrançaisArticle 37
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37. An investment dealer or a mutual fund dealer that is a member of the Canadian Investment Regulatory Organization is exempt from the application of this Regulation for its activities in Québec as an investment dealer or a mutual fund dealer where it is subject to equivalent rules of this organization and where these rules have been approved by the Authority in accordance with section 74 of the Act respecting the regulation of the financial sector (chapter E-6.1).
In force: 2025-07-01
37. An investment dealer or a mutual fund dealer that is a member of the Canadian Investment Regulatory Organization is exempt from the application of this Regulation for its activities in Québec as an investment dealer or a mutual fund dealer where it is subject to equivalent rules of this organization and where these rules have been approved by the Authority in accordance with section 74 of the Act respecting the regulation of the financial sector (chapter E-6.1).
