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V-1.1 - Securities Act

Section 169
Disposition versions

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169. No exchange, clearing house, central securities depositary, settlement system, information processor, matching service utility or regulation services provider may carry on securities activities in Québec unless it is recognized by the Authority.
1982, c. 48, s. 169; 2002, c. 45, s. 631; 2004, c. 37, s. 90; 2006, c. 50, s. 50; 2008, c. 24, s. 202; 2013, c. 18, s. 105.
169. No exchange, clearing house, information processor, matching service utility or regulation services provider may carry on securities activities in Québec unless it is recognized by the Authority.
1982, c. 48, s. 169; 2002, c. 45, s. 631; 2004, c. 37, s. 90; 2006, c. 50, s. 50; 2008, c. 24, s. 202.
169. No person may carry on securities exchange or clearing activities in Québec without the authorization of the Authority.
1982, c. 48, s. 169; 2002, c. 45, s. 631; 2004, c. 37, s. 90; 2006, c. 50, s. 50.
169. No legal person, partnership or other entity may carry on securities trading or clearing activities in Québec without the authorization of the Authority.
1982, c. 48, s. 169; 2002, c. 45, s. 631; 2004, c. 37, s. 90.
169. No legal person, partnership or other entity may carry on securities trading or clearing activities in Québec without the authorization of the Agency.
1982, c. 48, s. 169; 2002, c. 45, s. 631.
169. To carry on business in Québec, a stock exchange or a securities clearing-house must be recognized by the Commission as a self-regulatory organization.
In no case may a professional association regulate transactions in securities by its members unless it is recognized by the Commission as a self-regulatory organization.
1982, c. 48, s. 169.
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