I-15.1 - Act respecting market intermediaries

Full text
35. The Inspector General may suspend or cancel the financial planner’s certificate issued by him to any person or firm who or which
(1)  ceases to meet the prescribed requirements;
(2)  carries on activities in a dishonest or negligent manner;
(3)  is convicted of a criminal act in connection with financial planning activities;
(4)  infringes this Act or the regulations made by the Government for the carrying out of this Act.
1989, c. 48, s. 35.