D-9.2 - Act respecting the distribution of financial products and services

Full text
202.1. The Authority shall, for each sector, determine by regulation,
(1)  the rules of ethics applicable to representatives;
(2)  the rules governing compulsory professional development for representatives other than financial planners.
2002, c. 45, s. 398; 2004, c. 37, s. 90; 2009, c. 25, s. 72.
202.1. The Authority shall determine, by regulation,
(1)  the rules of ethics applicable to representatives, other than securities representatives, of each sector or class of sector;
(2)  the rules governing compulsory professional development for representatives of each sector or class of sector other than financial planning.
2002, c. 45, s. 398; 2004, c. 37, s. 90.
202.1. The Agency shall determine, by regulation,
(1)  the rules of ethics applicable to representatives, other than securities representatives, of each sector or class of sector;
(2)  the rules governing compulsory professional development for representatives of each sector or class of sector other than financial planning.
2002, c. 45, s. 398.