D-9.2 - Act respecting the distribution of financial products and services

Full text
201. (Repealed).
1998, c. 37, s. 201; 2002, c. 45, s. 396; 2004, c. 37, s. 90; 2009, c. 25, s. 71.
201. The Authority may, by regulation, determine the rules of ethics applicable to securities representatives.
1998, c. 37, s. 201; 2002, c. 45, s. 396; 2004, c. 37, s. 90.
201. The Agency may, by regulation, determine the rules of ethics applicable to securities representatives.
1998, c. 37, s. 201; 2002, c. 45, s. 396.
201. The Commission may, after consulting the chamber of financial products, make a regulation to determine the rules of ethics applicable to securities representatives.
The regulation shall be submitted to the Government for approval with or without amendment.
1998, c. 37, s. 201.