C-73.2, r. 4 - Regulation respecting records, books and registers, trust accounting and inspection of brokers and agencies

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2. A broker or agency must keep the following registers at the establishment:
(1)  a register of brokerage contracts;
(2)  a register of transactions;
(3)  accounting registers on the amounts held in trust by the broker or the agency;
(4)  a register of disclosure notices required by section 18 of the Regulation respecting brokerage requirements, professional conduct of brokers and advertising (chapter C-73.2, r. 1);
(5)  a register on the accounting of the broker or the agency; and
(6)  a register of the brokers acting for the agency.
O.C. 296-2010, s. 2.