V-1 - Securities Act

Full text
74. The requirements of section 73 shall also apply:
(a)  if the broker is a firm of which a member or an employee has a direct or indirect interest in the account for which such securities would be sold;
(b)  if the broker is a company, and a director, officer or employee thereof has a similar interest in such account.
R. S. 1964, c. 274, s. 57.