V-1 - Securities Act

Full text
26. Except in the case where the Commission has given, at the time of registration, the authorization contemplated in section 25, no individual who becomes a member of a partnership or association or an officer of a company after the registration of such partnership, association or company, may trade in securities as such partner or officer unless the partnership, association or company concerned has received from the Commission written authorization for such purpose.
Every contravention of the provisions of this section shall constitute an offence.
R. S. 1964, c. 274, s. 18.