V-1.1 - Securities Act

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274.1. The Authority may impose an monetary administrative penalty penalty for a contravention of or failure to comply with the provisions of, or a regulation under, Title II or III, except section 73 as regards timely disclosure of a material change by a reporting issuer, in the cases, on the conditions and in the amounts prescribed by regulation.
2004, c. 37, s. 24; 2006, c. 50, s. 88; 2009, c. 58, s. 123; 2018, c. 232018, c. 23, s. 809.
274.1. The Authority may impose an administrative monetary penalty for a contravention of or failure to comply with the provisions of, or a regulation under, Title II or III, except section 73 as regards timely disclosure of a material change by a reporting issuer, in the cases, on the conditions and in the amounts prescribed by regulation.
2004, c. 37, s. 24; 2006, c. 50, s. 88; 2009, c. 58, s. 123.
274.1. The Authority may impose an administrative monetary penalty for a contravention of or failure to comply with a provision of Title III, except section 73 as regards timely disclosure of a material change by a reporting issuer, in the cases, on the conditions and in the amounts prescribed by regulation.
2004, c. 37, s. 24; 2006, c. 50, s. 88.
274.1. The Authority may impose an administrative monetary penalty for a contravention of or failure to comply with a provision of Title III, except the first paragraph of section 73, in the cases, on the conditions and in the amounts prescribed by regulation.
2004, c. 37, s. 24.