I-14.01 - Derivatives Act

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77.4. On the date set by the Authority, dealers and advisers must send it a report on the complaint processing and dispute resolution policy adopted under subparagraph 1 of the first paragraph of section 74 stating the number of complaints they have registered in the complaints register and their nature.
The report must cover the period determined by the Authority.
2018, c. 232018, c. 23, s. 666.