I-14.01 - Derivatives Act

Full text
155. A dealer, adviser or representative who offers a derivative created or marketed by a person who has not obtained qualification under section 82 or who has not had the derivative authorized as required under section 82 or 83, trades in such a derivative or engages in any transaction involving such a derivative is guilty of an offence.
2008, c. 24, s. 155; 2011, c. 26, s. 59.
155. A dealer, adviser or representative who offers a derivative created or marketed by a person who has not obtained qualification under section 82, trades in such a derivative or engages in any transaction involving such a derivative is guilty of an offence.
2008, c. 24, s. 155.