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V-1.1
- Securities Act
Table of Contents
Updated to 20 February 2024
TITLE
I
GENERAL PROVISIONS
CHAPTER
I
SCOPE
CHAPTER
II
INTERPRETATION
TITLE
II
DISTRIBUTION OF SECURITIES TO THE PUBLIC
CHAPTER
I
DISTRIBUTION OF SECURITIES
CHAPTER
II
EXEMPTIONS
CHAPTER
III
SPECIAL REGULATORY SCHEMES
TITLE
III
DISCLOSURE REQUIREMENTS
CHAPTER
I
REPORTING ISSUER
CHAPTER
II
CONTINUOUS DISCLOSURE AND GOVERNANCE
CHAPTER
III
Heading repealed, 2006, c. 50, s. 34.
CHAPTER
IV
INSIDER REPORTS
CHAPTER
V
Repealed, 2006, c. 50, s. 39.
TITLE
III.1
INVESTMENT FUNDS
CHAPTER
I
GENERAL PROVISIONS
CHAPTER
II
SENDING OF DOCUMENTS DURING SUBSCRIPTION FOR OR PURCHASE OF CERTAIN SECURITIES
CHAPTER
III
RIGHTS OF HOLDERS OF MUTUAL FUND SECURITIES
TITLE
IV
TAKE-OVER BIDS AND ISSUER BIDS
TITLE
V
REGISTRATION
CHAPTER
I
GENERAL PROVISIONS
CHAPTER
II
Repealed, 2006, c. 50, s. 45.
CHAPTER
III
INFORMATION TO BE FURNISHED TO THE AUTHORITY
CHAPTER
IV
OBLIGATIONS OF REGISTRANTS
CHAPTER
V
Repealed, 2006, c. 50, s. 48.
TITLE
VI
SELF-REGULATORY ORGANIZATIONS, SECURITIES EXCHANGE OR CLEARING ACTIVITIES , CREDIT RATING ORGANIZATIONS, BENCHMARKS AND BENCHMARK ADMINISTRATORS
TITLE
VII
PROHIBITIONS AND PENALTIES
CHAPTER
I
USE OF PRIVILEGED INFORMATION AND MISCELLANEOUS PROHIBITIONS
CHAPTER
II
OFFENCES
CHAPTER
III
PENAL PROVISIONS
TITLE
VIII
CIVIL ACTIONS
CHAPTER
I
TRANSACTIONS EFFECTED WITHOUT A PROSPECTUS, CIRCULAR OR OTHER DOCUMENT
CHAPTER
II
MISREPRESENTATION
CHAPTER
III
USE OF PRIVILEGED INFORMATION
CHAPTER
III.1
IRREGULAR TAKE-OVER BIDS OR ISSUER BIDS
CHAPTER
IV
PRESCRIPTION AND MISCELLANEOUS PROVISIONS
TITLE
IX
ENFORCEMENT
CHAPTER
I
POWERS OF INVESTIGATION
CHAPTER
II
CONSERVATORY MEASURES
CHAPTER
III
OTHER POWERS OF THE AUTHORITY AND THE FINANCIAL MARKETS ADMINISTRATIVE TRIBUNAL
TITLE
X
ADMINISTRATION OF THE ACT
CHAPTER
I
GENERAL PROVISIONS
CHAPTER
II
INTERJURISDICTIONAL COOPERATION
CHAPTER
III
CONTROL EXERCISED BY THE AUTHORITY
CHAPTER
IV
RULES APPLICABLE TO DECISIONS OF THE AUTHORITY
CHAPTER
V
RULES APPLICABLE TO HEARINGS AND DECISIONS OF THE FINANCIAL MARKETS ADMINISTRATIVE TRIBUNAL
CHAPTER
VI
Heading repealed, 2009, c. 58, s. 136.
CHAPTER
VII
FINANCIAL PROVISIONS
TITLE
XI
REGULATIONS AND TRANSITIONAL AND FINAL PROVISIONS
CHAPTER
I
REGULATIONS
CHAPTER
II
TRANSITIONAL AND FINAL PROVISIONS
REPEAL SCHEDULES